Compliance Services

  • Assist with your AFSL application or assist you to become an authorised representative under the Stride licence
  • Assist with the development of offer documents
  • Review outsourcing agreements such as an investment management
    agreement, administration management agreement, unit registry
    agreement and custody agreement
  • Design and build compliance framework
  • Create compliance monitoring program
  • Design the risk management framework
  • Advice to ensure compliance with the Corporations Act, the Fund
    Constitution and the Information Memorandum
  • Assist you to implement governance and reporting structures
  • Compliance training
  • Assistance when faced with regulatory review

Advisory Services

  • Independent member of Fund Investment Committee
  • Assist Risk Committee to ensure compliance with the Fund investment
  • Assist you with other aspects of your business by introducing you to
    our strategic relationships, which provide trustee, administrative,
    accounting, unit registry and custodial services.