Compliance Services
- Assist with your AFSL application or assist you to become an authorised representative under the Stride licence
- Assist with the development of offer documents
- Review outsourcing agreements such as an investment management
agreement, administration management agreement, unit registry
agreement and custody agreement - Design and build compliance framework
- Create compliance monitoring program
- Design the risk management framework
- Advice to ensure compliance with the Corporations Act, the Fund
Constitution and the Information Memorandum - Assist you to implement governance and reporting structures
- Compliance training
- Assistance when faced with regulatory review
Advisory Services
- Independent member of Fund Investment Committee
- Assist Risk Committee to ensure compliance with the Fund investment
mandate - Assist you with other aspects of your business by introducing you to
our strategic relationships, which provide trustee, administrative,
accounting, unit registry and custodial services.