Stride Compliance and Advisory Solutions (Fund Managers)

Compliance Services

  • Assist with your AFSL application or assist you to become an authorised representative under the Stride licence
  • Assist with the development of offer documents
  • Review outsourcing agreements such as an investment management
    agreement, administration management agreement, unit registry
    agreement and custody agreement
  • Design and build compliance framework
  • Create compliance monitoring program
  • Design the risk management framework
  • Advice to ensure compliance with the Corporations Act, the Fund
    Constitution and the Information Memorandum
  • Assist you to implement governance and reporting structures
  • Compliance training
  • Assistance when faced with regulatory review

Advisory Services

  • Independent member of Fund Investment Committee
  • Assist Risk Committee to ensure compliance with the Fund investment
    mandate
  • Assist you with other aspects of your business by introducing you to
    our strategic relationships, which provide trustee, administrative,
    accounting, unit registry and custodial services.

Stride Compliance and Advisory Solutions (Non-Bank Lenders)

Compliance Services

  • Assist with your ACL application
  • Design and build compliance framework
  • Create compliance monitoring program
  • Design the risk management framework
  • Regulatory compliance advice
  • Ensure compliance with Australian Credit Licence (ACL) Conditions
  • Assist you implement governance and reporting structures
  • Compliance training
  • Assistance when faced with regulatory review

Advisory Services

  • Assist you in the set up and protocols for your Credit Committee
  • Assist the Risk Committee to ensure compliance with the Risk
    Management Framework
  • Assist with arranging suitable funding for your business
  • Assist you with other aspects of your business by introducing you to
    our strategic relationships, which provide accounting, legal and
    operational support services.

Contact us
To contact us about our services, please email alan.chonowitz@stridecorp.com.au